Regulation of Securities
To ensure fair and transparent financial markets, securities are subject to stringent regulations overseen by regulatory bodies. In the United States, the Securities and Exchange Commission (SEC) plays a central role in enforcing securities laws and protecting investors. Regulatory frameworks mandate disclosure of relevant information to investors, preventing fraud, insider trading, and market manipulation. Securities offerings are scrutinized to ensure compliance with disclosure requirements. Additionally, regulatory bodies collaborate with exchanges and other market participants to maintain market integrity and investor confidence.
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